SEC Regulation D Definition

Below please find a definition of “SEC Regulation D” SEC Regulation D: A provision in the Securities Act of 1933 that allows privately placed transactions to take place without SEC registration and prohibits hedge funds from advertising themselves to the

Regulation D Investment Strategy Definition

Below please find a definition of “Regulation D Investment Strategy” Regulation D Investment Strategy: An approach in which the fund manager provides financing to publicly traded companies, usually in exchange for a privately placed convertible note issued at a discount.